Our Specialised Services

Expert guidance for FCA licence applications tailored to your business needs. Comprehensive compliance outsourcing and risk management solutions for financial institutions and fintech companies.

FCA Licence Applications

Expert guidance for FCA licence applications tailored to your business needs. We provide comprehensive support throughout the entire application process, ensuring regulatory compliance and successful outcomes.

  • Application Preparation
  • Regulatory Documentation
  • Compliance Framework Setup
Compliance Outsourcing

Complete compliance outsourcing solutions for financial institutions and fintech firms. We handle your regulatory obligations so you can focus on growing your business.

  • Ongoing Compliance Management
  • Regulatory Reporting
  • Policy Development
Risk Management Consultancy

Lead consultancy services specialising in risk management, audit, and regulatory compliance for financial institutions, fintech firms, and remittance providers.

  • Regulatory Compliance
  • Risk Assessment
  • Control Frameworks
Enterprise Risk Management

Expert advice on establishing and enhancing ERM frameworks, operational risk controls, and risk assessment methodologies aligned with FCA, HMRC, and international standards.

  • ERM Frameworks
  • Operational Risk Controls
  • Risk Methodologies
Training & Development

Tailored training programs on AML/CTF compliance, risk-based internal audit, operational and credit risk, and governance best practices to diverse client groups.

  • AML/CTF Training
  • Internal Audit
  • Governance Best Practices
Risk Assessment & Mitigation

Support clients with risk identification, assessment, and mitigation strategies, including development of risk registers, KRIs, and control self-assessments.

  • Risk Registers
  • Key Risk Indicators
  • Control Self-Assessments

Trusted Compliance & Risk Management Experts

Specializing in compliance outsourcing and risk management, Seneca Consultancy and Training Ltd. provides expert guidance for FCA licence applications tailored to your business needs. Based in London, we serve clients across the UK and internationally.

Our team of experienced professionals brings deep expertise in financial regulations, risk frameworks, and compliance best practices. We work closely with financial institutions, fintech companies, and remittance providers to enhance their regulatory posture and ensure successful FCA licence applications.

Areas of Expertise

FCA Licence Application Support & Guidance

Compliance Outsourcing Solutions

Financial Conduct Authority (FCA) Regulations

HM Revenue & Customs (HMRC) Compliance

Anti-Money Laundering (AML) & Counter-Terrorist Financing (CTF)

Enterprise Risk Management (ERM) Frameworks

Operational Risk Management

Credit Risk Assessment

Internal Audit & Control Systems

Regulatory Licensing & Documentation