Trusted Business, Regulatory & Financial Experts
Practical, tailored solutions to help businesses meet regulatory requirements, strengthen governance and risk management, and maintain effective financial operations. From FCA authorisation and AML compliance to internal audit, risk advisory and bookkeeping, we provide support aligned with your business needs.
FCA Authorisation & AML Compliance
FCA authorisation and licence application support
Regulatory documentation and compliance framework development
AML/CTF/CPF policies and procedures
Firm-Wide Risk Assessments and AML health checks
Financial crime risk management and regulatory gap analysis
Audit & Risk Advisory
Internal audit planning and execution
Risk assessments and risk management frameworks
Internal controls reviews and control effectiveness testing
Compliance audits and assurance reviews
Audit remediation tracking and process improvement
Bookkeeping & Financial Management
Day-to-day bookkeeping and transaction recording
Bank and account reconciliations
Management accounts and financial reporting
Income and expenditure monitoring
Budgeting, cash flow monitoring and financial planning support
Regulatory Compliance, Audit & Financial Advisory
Seneca Consultancy and Training Ltd. provides tailored regulatory compliance, AML advisory, audit and risk management, and bookkeeping and financial support services to financial institutions, fintech businesses, remittance providers and growing companies across the UK and internationally.
We help businesses navigate regulatory requirements, strengthen internal controls, manage financial crime risks and maintain effective financial operations through practical, business-focused solutions.
Why Choose Seneca Consultancy?
We combine deep regulatory knowledge with practical implementation experience to deliver FCA licence application support and compliance outsourcing solutions that not only meet regulatory requirements but also drive business value and operational efficiency.
Trusted Experts in Compliance, Risk & Financial Advisory
Seneca Consultancy and Training Ltd. provides tailored regulatory, risk management and financial support services to financial institutions, fintech companies, remittance providers and growing businesses across the UK and internationally.
Our services span FCA authorisation support, regulatory compliance, AML/CTF frameworks, internal audit, risk management, bookkeeping and financial reporting. We work closely with our clients to strengthen governance, improve internal controls, meet regulatory obligations and support effective financial management.
Combining practical industry experience with a tailored, business-focused approach, we help organisations navigate regulatory requirements, manage risk and build robust operational and financial frameworks.
2021
Since
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Successful Projects
