Regulatory Compliance, Audit, Risk & Financial Advisory for Regulated Businesses
Helping Financial Services Businesses Build, Grow and Stay Compliant
Seneca Consultancy and Training Ltd. is a specialist UK consultancy providing regulatory compliance, AML advisory, internal audit, enterprise risk management, governance, bookkeeping and financial reporting services to regulated businesses operating within the financial services sector.
Based in London and serving clients across the United Kingdom and internationally, we work with fintech companies, payment institutions, electronic money institutions (EMIs), remittance providers, money service businesses (MSBs), start-ups, and established financial organisations to help them navigate an increasingly complex regulatory environment.
Our expertise extends beyond regulatory advice. We work alongside our clients to design, implement and maintain practical compliance, governance and financial management frameworks that support sustainable business growth, operational resilience and regulatory confidence.
Whether you are launching a new regulated business, applying for FCA authorisation, strengthening your governance framework, commissioning an independent audit, improving your financial reporting or outsourcing your compliance function, our experienced consultants provide practical, proportionate and commercially focused solutions tailored to your business.
What We Do
FCA Authorisation & AML Compliance
- FCA authorisation and licence application support
- Regulatory documentation and compliance framework development
- AML/CTF/CPF policies and procedures
- Firm-wide risk assessments and AML health checks
- Financial crime risk management and regulatory gap analysis
Audit & Risk Advisory
- Internal audit planning and execution
- Risk assessments and risk management frameworks
- Internal controls reviews and control effectiveness testing
- Compliance audits and assurance reviews
- Audit remediation tracking and process improvement
Bookkeeping & Financial Management
- Day-to-day bookkeeping and transaction recording
- Bank and account reconciliations
- Management accounts and financial reporting
- Income and expenditure monitoring
- Budgeting, cash flow monitoring and financial planning support
Why Choose Seneca Consultancy?
Choosing the right advisory partner is about more than technical expertise. It is about working with professionals who understand both regulatory expectations and commercial realities.
Our clients choose us because we combine practical implementation with strategic advice.
We deliver solutions that are proportionate, commercially focused and aligned with the way your organisation operates.
We pride ourselves on building long-term relationships based on trust, responsiveness and measurable outcomes.
Industries We Support
Our clients include:
- FinTech companies
- Payment Institutions
- Electronic Money Institutions (EMIs)
- Money Service Businesses (MSBs)
- Remittance Providers
- Foreign Exchange Businesses
- Financial Technology Start-ups
- Regulated Financial Services Firms
- International Businesses Expanding into the UK
- Professional Service Organisations
Our Approach
Every organisation is different. That is why our approach is tailored rather than template-driven.
Discover – We gain an in-depth understanding of your business, objectives and regulatory obligations.
Assess – We identify compliance gaps, governance requirements, operational risks and reporting needs.
Design – We develop practical frameworks, documentation and processes aligned with your business model.
Implement – We support implementation across your organisation to ensure solutions work in practice.
Support – We provide ongoing advisory, compliance and reporting services as your business evolves.