Our Specialised Services
Expert guidance for FCA licence applications, tailored to your business needs. Comprehensive compliance outsourcing, audit, risk management and financial support solutions for financial institutions and fintech companies.
FCA Licence Applications
Expert guidance for FCA licence applications tailored to your business needs. We provide comprehensive support throughout the entire application process, ensuring regulatory compliance and successful outcomes.
- Application Preparation
- Regulatory Documentation
- Compliance Framework Setup
Compliance Outsourcing
Complete compliance outsourcing solutions for financial institutions and fintech firms. We handle your regulatory obligations so you can focus on growing your business.
- Ongoing Compliance Management
- Regulatory Reporting
- Policy Development
Risk Management Consultancy
Consultancy services specialising in risk management, audit, and regulatory compliance for financial institutions, fintech firms, and remittance providers.
- Regulatory Compliance
- Risk Assessment
- Control Frameworks
Enterprise Risk Management
Expert advice on establishing and enhancing ERM frameworks, operational risk controls, and risk assessment methodologies aligned with FCA, HMRC, and international standards.
- ERM Frameworks
- Operational Risk Controls
- Risk Methodologies
Internal Audit & Assurance
Independent, risk-based internal audit and assurance reviews that test how well your controls are designed and how well they work in practice, with support to track and close remediation actions.
- Internal Audit Planning and Execution
- Control Effectiveness Testing
- Audit Remediation Tracking
Bookkeeping & Financial Management
Practical financial support to keep your records accurate and your finances under control, from day-to-day bookkeeping to management reporting and planning.
- Bookkeeping and Bank Reconciliations
- Management Accounts and Financial Reporting
- Budgeting and Cash Flow Monitoring
Trusted Compliance & Risk Management Experts
Specializing in compliance outsourcing and risk management, Seneca Consultancy and Training Ltd. provides expert guidance for FCA licence applications tailored to your business needs. Based in London, we serve clients across the UK and internationally.
Our team of experienced professionals brings deep expertise in financial regulations, risk frameworks, and compliance best practices. We work closely with financial institutions, fintech companies, and remittance providers to enhance their regulatory posture and ensure successful FCA licence applications.
Areas of Expertise
FCA Licence Application Support & Guidance
Compliance Outsourcing Solutions
Financial Conduct Authority (FCA) Regulations
HM Revenue & Customs (HMRC) Compliance
Anti-Money Laundering (AML) & Counter-Terrorist Financing (CTF)
Enterprise Risk Management (ERM) Frameworks
Operational Risk Management
Credit Risk Assessment
Internal Audit & Control Systems
Bookkeeping, Management Accounts & Financial Reporting
Regulatory Licensing & Documentation